We provide legal advice and representation for companies, investors and individuals on a wide range of business issues. Here is a non-exhaustive list of the types of matters we handle:
Financing
Investment Agreements
Convertible Notes
Series Preferred Stock Financings
Venture Finance
Private Placement Memoranda, Investor Decks
Private Investments in Public Companies (PIPEs)
S-1 Registration Statements, Prospectuses
Secured and Unsecured Loans/Mezzanine
Private Investment Fund Formation
Real Estate Development Agreements
Startup and Early Stage Representation
Company Presentations / Pitches
Seed or Angel Investments
Bridge Finance
Convertible Notes / SAFEs
Corporate Organization / Formation
Founder Agreements
Options, Equity Compensation Plans
Intellectual Property *
Patent Applications
Trademarks
Copyrights
Intellectual Property Due Diligence and Searches
Licensing
Software and Web Development Contracts
Technology Transfer
Trade Secrets and Confidentiality
Terms of Use and Privacy Policies
General Corporate
Stock Option Plans and Equity Compensation
Contract Review and Negotiation
Confidentiality Agreements
Independent Contractor Agreements
Special and Annual Meetings
Shareholder Agreements
Board Proceedings
Corporate Compliance
Leases
Sales, Manufacturing and Supply Agreements
Dealing with Minority Shareholder Rights
Internal Policies and Procedures
Mergers and Acquisitions
Sales of Private Companies
Public-Private Acquisitions
Mergers / Reverse Mergers
Spin-Offs / Reorganizations
Strategic Partnering, Joint Ventures
Cross-border Transactions
Real Estate Acquisition/Sale
M&A Due Diligence
Bulk Sale
Securities
SEC Reporting and Compliance
Registration Statements (S-1, S-3, S-4, F-1, S-8, etc.)
Exempt Offerings: Reg D 506(b) and (c)
Resale of Restricted Securities
Rule 144 Legal Opinions
EB-5 Securities Compliance (see below)
Crowd Funding
FINRA Compliance
OTC Markets, Nasdaq, Amex and NYSE listings
Proxy Solicitations
Beneficial Ownership Reporting under §13 and §16
Labor and Employment *
HR Infrastructure Setup / Tune-up
Labor and Employment Compliance
Executive and Employee Hiring and Management (legal), Employee Handbooks
Settlements and Releases
Dispute Resolution and Litigation
Immigration *
Business Immigration Representation (companies)
Regional Center Representation
Temporary Worker Visas (L-1 and H-1)
Immigration Visas (EB-5 and E-2)
Startup Visas (pending availability)
LLCs, Partnerships, LPs
Formation
Agreements Among Founders
Operating Agreements
Limited Partnership Agreements
LLC/LP/GP Investment Agreements
Transfer of Interests
* Provided by affiliated specialists in the Six Degrees network.