We provide legal advice and representation for companies, investors and individuals on a wide range of business issues. Here is a non-exhaustive list of the types of matters we handle: 

Financing

Investment Agreements

Convertible Notes

Series Preferred Stock Financings

Venture Finance

Private Placement Memoranda, Investor Decks

Private Investments in Public Companies (PIPEs)

S-1 Registration Statements, Prospectuses

Secured and Unsecured Loans/Mezzanine

Private Investment Fund Formation

Real Estate Development Agreements

 

Startup and Early Stage Representation

Company Presentations / Pitches

Seed or Angel Investments 

Bridge Finance

Convertible Notes / SAFEs

Corporate Organization / Formation

Founder Agreements

Options, Equity Compensation Plans

 

Intellectual Property *

Patent Applications

Trademarks

Copyrights

Intellectual Property Due Diligence and Searches

Licensing 

Software and Web Development Contracts

Technology Transfer

Trade Secrets and Confidentiality

Terms of Use and Privacy Policies

 

General Corporate

Stock Option Plans and Equity Compensation

Contract Review and Negotiation

Confidentiality Agreements

Independent Contractor Agreements

Special and Annual Meetings

Shareholder Agreements

Board Proceedings

Corporate Compliance

Leases

Sales, Manufacturing and Supply Agreements

Dealing with Minority Shareholder Rights

Internal Policies and Procedures

Mergers and Acquisitions

Sales of Private Companies

Public-Private Acquisitions

Mergers / Reverse Mergers

Spin-Offs / Reorganizations

Strategic Partnering, Joint Ventures

Cross-border Transactions

Real Estate Acquisition/Sale

M&A Due Diligence

Bulk Sale

 

Securities

SEC Reporting and Compliance

Registration Statements (S-1, S-3, S-4, F-1, S-8, etc.)

Exempt Offerings: Reg D 506(b) and (c)

Resale of Restricted Securities

Rule 144 Legal Opinions

EB-5 Securities Compliance (see below)

Crowd Funding

FINRA Compliance

OTC Markets, Nasdaq, Amex and NYSE listings

Proxy Solicitations

Beneficial Ownership Reporting under §13 and §16 

 

Labor and Employment *

HR Infrastructure Setup / Tune-up

Labor and Employment Compliance

Executive and Employee Hiring and Management (legal), Employee Handbooks

Settlements and Releases

Dispute Resolution and Litigation

 

Immigration *

Business Immigration Representation (companies)

Regional Center Representation

Temporary Worker Visas (L-1 and H-1)

Immigration Visas (EB-5 and E-2)

Startup Visas (pending availability)

 

LLCs, Partnerships, LPs

Formation 

Agreements Among Founders

Operating Agreements

Limited Partnership Agreements

LLC/LP/GP Investment Agreements

Transfer of Interests

* Provided by affiliated specialists in the Six Degrees network.